Commerce
Introduction Compliance officers at brokerage firms need to have comprehensive knowledge and an adequate understanding of the acts governing the securities market in India, rules and regulations of the exchange, listing procedures etc, since such…
Introduction To build confidence among investors, it is imperative to adopt the best corporate governance policies and practices. Recognizing this need, this module endeavors to impart knowledge about the evolution of the corporate governance in…
Introduction An efficient depository is critical to the efficient functioning of the capital market. This module provides deep insight into the functioning of the depository and outlines the various operational issues. It has been mandated…
Introduction Effective surveillance is the sine qua non for a well functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified…
